Compliance & Security

Security and compliance documentation for the Equa equity management platform. This section covers access controls, data protection, encryption, audit logging, and incident response procedures.

Documents (8)

Document	Category	Description	Status	Last Updated
Security Architecture	Overview	Platform security posture, threat model, standards (SOC 2, GDPR, SEC)	DRAFT	2026-02-21
Access Control Model	Access Control	Authentication, authorization, RBAC	DRAFT	2026-02-21
Audit Trail Design	Monitoring	Activity logging, audit trail, log retention	DRAFT	2026-02-21
Data Privacy & GDPR	Data Protection	PII handling, GDPR/CCPA compliance, data inventory	DRAFT	2026-02-21
Equity Regulatory Compliance	Regulatory	Equity management regulations by jurisdiction	DRAFT	2026-02-21
Data Retention Policy	Data Protection	Data classification, retention schedules, deletion	DRAFT	2026-02-21
Incident Response Plan	Incident Response	Response procedures, escalation, communication	DRAFT	2026-02-21
SOC 2 Preparation	Compliance	SOC 2 Type II readiness and trust service criteria	DRAFT	2026-02-21

Compliance Frameworks

Documentation in this section is structured to support:

SOC 2 Type II — Trust service criteria (security, availability, confidentiality)
Internal controls — Equa-specific security policies and procedures
Customer due diligence — Information for enterprise customer security reviews

How to Document a Control

Copy templates/compliance-control.md into compliance/.
Assign a Control ID and map to the relevant framework.
Cite implementation evidence from the codebase.
Update this index and README.md when the status changes.